Review of Corporate Finance > Vol 4 > Issue 3–4

Bank-Affiliated Venture Capital Funds: Portfolio Selection, Strategic Objectives, Performance and Exit

Samuele Murtinu, Utrecht University, The Netherlands, s.murtinu@uu.nl
 
Suggested Citation
Samuele Murtinu (2024), "Bank-Affiliated Venture Capital Funds: Portfolio Selection, Strategic Objectives, Performance and Exit", Review of Corporate Finance: Vol. 4: No. 3–4, pp 375-416. http://dx.doi.org/10.1561/114.00000069

Publication Date: 25 Sep 2024
© 2024 S. Murtinu
 
Subjects
Corporate governance,  Firm ownership,  Nascent and start-up entrepreneurs,  Corporate finance,  Entrepreneurship and strategy,  Asymmetric information,  Productivity measurement and analysis,  Industrial organization,  Principal-agent
 
Keywords
JEL Codes: G21, G24, G32, G33, G34, L26
Bankventure capitalsyndicationEurope
 

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In this article:
Introduction 
Theory and Hypotheses 
Data 
Determinants of BVC Involvement in VC Syndicates 
Strategic Goals of Parent Banks: Debt and Liquidity 
Impact of BVC on Portfolio Firm Performance 
Impact of BVC on Exit 
CBVC-IBVC Syndicated Investments 
Conclusions 
References 

Abstract

In this article, I propose three new theoretical arguments pertaining to banks operating as investors in venture capital (“VC”) markets (bank-affiliated VC funds, or “BVCs”). First, I propose that BVCs exhibit agency costs in respect of promoting their business lines apart from VC investment. To this end, investment banks which encourage risk taking and developing IPO and acquisition exit opportunities are quite different than commercial banks which promote their lending business. Second, I propose that BVCs are more risk averse than traditional VC investors due their institutional structure and regulatory restrictions. Third, I propose that, while BVCs provide scant value-added advice to investees due to their scale and scope, syndicated investments by BVCs affiliated to commercial and investment banks enhance exit outcomes. I use a large international dataset to test these ideas. The data examined first show that commercial bank-affiliated BVCs (CBVCs) strategically select investees with lower liquidity, which is consistent with commercial banks promoting their non-VC lending business activity via operational debt. Second, BVCs invest in larger syndicates, consistent with their risk aversion. However, while CBVCs invest in safer countries, investment bank-affiliated BVCs (IBVCs) target more geographically distant ventures. The data further show that BVC investees show scant sales and efficiency improvements, consistent with banks’ comparative absence of value-added to investees. However, syndicated investments between CBVCs and IBVCs have the largest positive (negative) impact on the likelihood of IPOs and acquisition (liquidation) exits.

DOI:10.1561/114.00000069